Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Miguel GonzalezdecastillaUBS Financial Services Inc.Citigroup Global Markets Inc.05-23-2019
Martin BradfordUBS Financial Services Inc.Citigroup Global Markets Inc.07-05-2017
Samuel Joseph GallucciUBS Financial Services Inc.Citigroup Global Markets Inc.$1,00003-08-2017
Robert Henry PrionUBS Financial Services Inc.Citigroup Global Markets Inc.03-06-2017
Margaret M. AthanasatosUBS Financial Services Inc.Citigroup Global Markets Inc.11-16-2016
Gregg Michael HernandezUBS Financial Services Inc.Citigroup Global Markets Inc.01-08-2016
Ryan K Van WagenenUBS Financial Services Inc.Citigroup Global Markets Inc.09-08-2015
Valerie Ann CisnerosUBS Financial Services Inc.Citigroup Global Markets Inc.04-04-2014
Edward Homer PainterUBS Financial Services Inc.Citigroup Global Markets Inc.$5003-11-2014
Philippe Simon SchoenUBS Financial Services Inc.Citigroup Global Markets Inc.12-05-2013
Philippe KrizUBS Financial Services Inc.Citigroup Global Markets Inc.10-29-2013
Angel Kam ChenUBS Financial Services Inc.Citigroup Global Markets Inc.09-05-2013
Jose Luis Rincon-Gallardo RomoUBS Financial Services Inc.Citigroup Global Markets Inc.06-28-2013
Leticia Claudia GoenagaUBS Financial Services Inc.Citigroup Global Markets Inc.$2512-07-2012
Jannette E DiazUBS Financial Services Inc.Citigroup Global Markets Inc.06-01-2012
Maria X. Guevara FajardoUBS Financial Services Inc.Citigroup Global Markets Inc.05-09-2012
Lourdes AlfonsoUBS Financial Services Inc.Citigroup Global Markets Inc.05-09-2012
Josephine Anntoinette SantosUBS Financial Services Inc.Citigroup Global Markets Inc.03-01-2012
Benjamin Elie AslanUBS Financial Services Inc.Citigroup Global Markets Inc.02-02-2012
Nancy A. Pinzon-JohnsonUBS Financial Services Inc.Citigroup Global Markets Inc.09-23-2011
Zoraida Caridad DiazUBS Financial Services Inc.Citigroup Global Markets Inc.09-16-2011
Cristina Beatrice MendezUBS Financial Services Inc.Citigroup Global Markets Inc.09-16-2011
Gabriela Romana Aguilar GonzalezUBS Financial Services Inc.Citigroup Global Markets Inc.09-16-2011
Angel ValleUBS Financial Services Inc.Citigroup Global Markets Inc.05-02-2011
Paul John OlivoUBS Financial Services Inc.Citigroup Global Markets Inc.$5009-09-2010
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Showing 1 to 25 of 426 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.