Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stuart Thomas PattonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Roland Wallace KillcreasMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Corbett Scott Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Paul Don WinnMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Walton BridgesMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Grant ThomsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Webb Self RadcliffMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Steven Charles SetterstromMorgan StanleyCitigroup Global Markets Inc.06-01-2009
W Hutchings RadcliffMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Lane Patrick WilsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
G Scott Scott NewsomMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jonathan Norton AndersonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ronald Lee Clark Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
David Scott HeathMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Edgar Allan Rowe Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Kimberly T McQueenMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Lewis Ruben Gayden IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
George Bunch ClementsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Christopher Conway SchatzmanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Kennedy Y ChuaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Teri Lee MillerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John Marshall ShieldsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Thomas DavisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-29-2009
Mem Stewart Webb Jr., Gerald Allen GarnerUBS Financial Services Inc.Citigroup Global Markets Inc.03-25-2009
Gregory Brian BurchellMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Next Page »

Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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