Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Lewis KleinMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Alan Patrick FreemanUBS Financial Services Inc.Citigroup Global Markets Inc.01-23-2009
Alejandro ValleMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Allan Keith WalsworthMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Allan Mark HarbourMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Alma Maria GuimarinMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Alphonse Frerot Alexandre Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-22-2011
Amanda Michele McNellis LeptichMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Amir David MartinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Amy E. PrahserRBC Capital Markets, LLCCitigroup Global Markets Inc.02-04-2009
Amy Nicole OliverMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Andre Gail GoddardWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2503-06-2009
Andrea Michelle CasawMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andres A. CardonaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-15-2016
Andrew Barrett PriceMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Andrew Benjamin BaschMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Cooper IIIMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Andrew Cooper IVMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Dickson JoeMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Lyon ChaseMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Andrew Morgan GalewskiUBS Financial Services Inc.Citigroup Global Markets Inc.03-13-2009
Andrew Robert ClarkMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Andrew S. HurMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-16-2017
Andrew Thomas DunniganMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Andrew Troy DavisMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Next Page »

Showing 1 to 25 of 753 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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