Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Josue Eugenio FloresLPL Financial LLCCitigroup Global Markets Inc.04-10-2018
Peter Raymundo CastilloLPL Financial LLCCitigroup Global Markets Inc.$1002-03-2017
Joey Sergio SotoLPL Financial LLCCitigroup Global Markets Inc.10-30-2015
Benjamin Adam CrombieLPL Financial LLCCitigroup Global Markets Inc.01-03-2012
Scott Robert MichalekLPL Financial LLCCitigroup Global Markets Inc.02-26-2010
Brian ParkLPL Financial LLCCitigroup Global Markets Inc.$1002-02-2010
Keith P. WittLPL Financial LLCCitigroup Global Markets Inc.02-02-2010
Johnny Bowchong TanLPL Financial LLCCitigroup Global Markets Inc.01-05-2010
Xiang LiLPL Financial LLCCitigroup Global Markets Inc.01-04-2010
Jason Andrew LinkLPL Financial LLCCitigroup Global Markets Inc.12-18-2009
Edgardo A. MoncadaLPL Financial LLCCitigroup Global Markets Inc.12-04-2009
Arthur P. MunizLPL Financial LLCCitigroup Global Markets Inc.11-23-2009
Flor Maria SantanaLPL Financial LLCCitigroup Global Markets Inc.11-13-2009
Mark David BernardLPL Financial LLCCitigroup Global Markets Inc.11-13-2009
Walter Vincen CumifordLPL Financial LLCCitigroup Global Markets Inc.10-02-2009
Patricia Spencer ArnoldLPL Financial LLCCitigroup Global Markets Inc.06-05-2009
Gerald Robert HaytonLPL Financial LLCCitigroup Global Markets Inc.06-05-2009
Angelo Frank AnelloLPL Financial LLCCitigroup Global Markets Inc.05-29-2009
Terry B. KarchLPL Financial LLCCitigroup Global Markets Inc.$10005-08-2009
Barrie Wayne CulverLPL Financial LLCCitigroup Global Markets Inc.03-27-2009
Stuart Blaine ShimLPL Financial LLCCitigroup Global Markets Inc.$5003-06-2009
Randol LeachLPL Financial LLCCitigroup Global Markets Inc.$2503-06-2009
Patrick George MilutinovichLPL Financial LLCCitigroup Global Markets Inc.03-06-2009
Bruce Webber WilsonLPL Financial LLCCitigroup Global Markets Inc.02-19-2009

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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