Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Frederick DebilleCUNA Brokerage Services, Inc.Citigroup Global Markets Inc.$50006-28-2016
Brian Joseph WiegandAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$50005-22-2009
Albert KrugerWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$50005-14-2009
Juan Carlos De ChoudensSource Capital Group, Inc.Citigroup Global Markets Inc.$50005-06-2009
Richard John ZorenaUBS Financial Services Inc.Citigroup Global Markets Inc.$50004-30-2009
David Keith EllovichUBS Financial Services Inc.Citigroup Global Markets Inc.$50004-24-2009
James Peter FlynnUBS Financial Services Inc.Citigroup Global Markets Inc.$50004-24-2009
Daniel Walter KeatingUBS Financial Services Inc.Citigroup Global Markets Inc.$50004-24-2009
Robert Bruce HealdWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$50004-03-2009
Richard Anton CyphersUBS Financial Services Inc.Citigroup Global Markets Inc.$50004-02-2009
Jared B DubeyUBS Financial Services Inc.Citigroup Global Markets Inc.$50004-02-2009
John Joseph Kalamarides Jr.Source Capital Group, Inc.Citigroup Global Markets Inc.$50003-27-2009
Kevin Richard KellyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$50003-20-2009
Marianne Ann GoldsteinOppenheimer & Co. Inc.Citigroup Global Markets Inc.$50003-13-2009
Robert Neil TricaricoWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$50003-11-2009
Thomas Anthony LocastroOppenheimer & Co. Inc.Citigroup Global Markets Inc.$50002-27-2009
Christopher Daniel TullyOppenheimer & Co. Inc.Citigroup Global Markets Inc.$50002-13-2009
Gregg Thomas MaleriMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$50001-06-2009
Sylvia Nelly GuinanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$25005-29-2009
John David O'KeefeAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$25005-15-2009
Christopher LeavayWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$25005-14-2009
George W MurphyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$25005-01-2009
Kevin A ToohillUBS Financial Services Inc.Citigroup Global Markets Inc.$25002-27-2009
Matthew Scott TashjianMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$25001-02-2009
Kyle Friederich HublitzUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-27-2009
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Showing 1 to 25 of 72 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.