Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sandra Benain McKoyKovack Securities Inc.Citigroup Global Markets Inc.09-20-2019
Rodrigo Rabello MottaBAC Florida InvestmentsCitigroup Global Markets Inc.08-13-2019
Javier Enrique MondragonHSBC Securities (USA) Inc.Citigroup Global Markets Inc.06-17-2019
Fabio Lazaro FilgueirasAegis Capital Corp.Citigroup Global Markets Inc.12-03-2018
Martha Ivette RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-05-2018
David Felipe HernandezWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-05-2018
Croft Anderson MeekerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-25-2017
Rodolfo Garza-FernandezMorgan StanleyCitigroup Global Markets Inc.$10005-12-2017
Roberto GamarraMorgan StanleyCitigroup Global Markets Inc.05-12-2017
Juan Patricio ConwayMorgan StanleyCitigroup Global Markets Inc.05-12-2017
Claudia Beatriz Landinez GuzmanMorgan StanleyCitigroup Global Markets Inc.05-12-2017
Marcos Vinicius CostaCiti International Financial Services LLCCitigroup Global Markets Inc.04-12-2017
Christopher Murrle-PhilippsenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-30-2016
Alejandro TrianaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-30-2016
Miguelina M CorripioMorgan StanleyCitigroup Global Markets Inc.09-23-2016
Eduardo Manuel CarrenoMorgan StanleyCitigroup Global Markets Inc.09-23-2016
Jeffrey Randy BrookMorgan StanleyCitigroup Global Markets Inc.$24006-03-2016
Andrew Marshall ZentmayerMorgan StanleyCitigroup Global Markets Inc.$9006-03-2016
David Todd McDowellMorgan StanleyCitigroup Global Markets Inc.06-03-2016
Chizuko CarothersMorgan StanleyCitigroup Global Markets Inc.06-03-2016
Felipe GonetMorgan StanleyCitigroup Global Markets Inc.06-03-2016
Ernesto Jose BrunaChronos Capital Advisors LLCCitigroup Global Markets Inc.05-20-2016
Patricio FilippiChronos Capital Advisors LLCCitigroup Global Markets Inc.05-20-2016
Rafael I MontillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-19-2016
David Eugene NobleMorgan StanleyCitigroup Global Markets Inc.$10002-19-2016
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Showing 1 to 25 of 391 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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