Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Fabio Lazaro FilgueirasAegis Capital Corp.Citigroup Global Markets Inc.12-03-2018
David G ErwinArmada AdvisorsCitigroup Global Markets Inc.10-09-2009
Wesley Syfrett OdomArmada AdvisorsCitigroup Global Markets Inc.08-11-2009
Lynn Frances PadroAXA Advisors, LLCCitigroup Global Markets Inc.04-01-2014
Maria Teresa TylerBessemer Investor Services, Inc.Citigroup Global Markets Inc.$15004-20-2009
Maria A. FernandezBolton Global CapitalCitigroup Global Markets Inc.11-02-2015
Nancy Marie PetersonBolton Global CapitalCitigroup Global Markets Inc.10-22-2015
Danny Howard ClarkCambridge Investment Research, Inc.Citigroup Global Markets Inc.03-13-2009
Ernesto Jose BrunaChronos Capital Advisors LLCCitigroup Global Markets Inc.05-20-2016
Patricio FilippiChronos Capital Advisors LLCCitigroup Global Markets Inc.05-20-2016
Marcos Vinicius CostaCiti International Financial Services LLCCitigroup Global Markets Inc.04-12-2017
Javier Enrique MondragonHSBC Securities (USA) Inc.Citigroup Global Markets Inc.06-17-2019
Sandra MahechaHSBC Securities (USA) Inc.Citigroup Global Markets Inc.04-22-2015
Fabio Ernesto RodriguezHSBC Securities (USA) Inc.Citigroup Global Markets Inc.07-11-2011
Fabrizio Gerardo SanchezLPL Financial LLCCitigroup Global Markets Inc.$5010-29-2014
Martha Ivette RodriguezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-05-2018
Rafael I MontillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-19-2016
Pedro Paulo Silva, Andre De Oliveira MendesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-02-2009
Jill Golden Aronberg-HellerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$10006-02-2009
Floyd Devoe Jordan, Stephen Patrick McGovernMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.05-13-2009
Ziad Emil Habayeb, Emile Nabil HabayebMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-27-2009
Ioannis Konstantinos MitsisMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-11-2009
Richard William Walesch Jr., Verlin Kim HeimanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-09-2009
Stanley Diane DionneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-06-2009
Dominic Anthony TomaroMoors & Cabot, Inc.Citigroup Global Markets Inc.$5004-30-2009
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Showing 1 to 25 of 389 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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