Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam CarlinMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Adam Harding PalmerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Adam Jonathan KennedyMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Adam Michael FoldesMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Adrian LorenzoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
Alan Richard EdwardsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alan Stuart RosenbergMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Aldo Ceaser BusotMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alejandro TrianaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-30-2016
Alexander Emanuel FernandezMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Amy Beth DeckerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ana Elvira OliveiraMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrea Levy SteinackerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Andrew Charles PheiffRaymond James Financial Services, Inc.Citigroup Global Markets Inc.03-13-2009
Andrew Darrow SullivanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Marshall ZentmayerMorgan StanleyCitigroup Global Markets Inc.$9006-03-2016
Andrew Paul DevitoMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Robert FuhrmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-02-2009
Andrew Russell FlockMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Anthony Michael GalleaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Arnold SchwartzMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Arthur Marvin SchwartzMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Arthur Michae KondrupMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Asif AliMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Assunta Carmela MennitiWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-13-2015
Next Page »

Showing 1 to 25 of 391 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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