Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Scott AbramsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Adrian J PowellMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alan Lee SitkoffMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alex Lawrence Cann Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Amanda Gail VoieMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew David WiseMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Ann Elizabeth PaskyMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Brian A NickersonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Brian Parker SimsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-30-2009
Brian Patrick OrrMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Broadus Estes WillinghamMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Bruce Gill DutcherMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Byron Sean SandersMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Camille Lea SuttonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Charles Ellis ElsasMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Charles F. TraylorMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Christine Anne LizasoUBS Financial Services Inc.Citigroup Global Markets Inc.01-22-2009
Christopher Andrew HarbourMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Christopher Grant LingleWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-30-2009
Christopher Morgran PayneMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Chuck Charles Tobias Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Clark Howell IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Clayton Michael AnthonyMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Coleman Harris Rudolph Sr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Constance Louise WoodsMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Next Page »

Showing 1 to 25 of 183 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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