Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Donald M WeissAmeriprise Advisor Services, Inc.Citigroup Global Markets Inc.$5003-06-2009
Peter Andrew HorowitzAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$15005-24-2018
Paul Joseph DonatoAmeriprise Financial Services, LLCCitigroup Global Markets Inc.03-11-2011
Cesar Francisco F. SevillaAmeriprise Financial Services, LLCCitigroup Global Markets Inc.03-03-2010
Timothy M WebbBrokersXpress LLCCitigroup Global Markets Inc.09-18-2009
Hal Irving MarcusBuss Capital Management, LLCCitigroup Global Markets Inc.$1004-28-2015
Curtis James HeinCambridge Investment Research, Inc.Citigroup Global Markets Inc.12-18-2009
Brendan Patrick ByrneCetera Advisors LLCCitigroup Global Markets Inc.$10004-03-2020
Denise AzizianCharles Schwab & Co., Inc.Citigroup Global Markets Inc.01-22-2019
Keith A. MendellChase Investment Services Corp.Citigroup Global Markets Inc.12-01-2009
Kevin J NesterChase Investment Services Corp.Citigroup Global Markets Inc.03-31-2009
Aaron Ahmed TokhCitigroup Global Markets Inc.Citigroup Global Markets Inc.04-29-2015
Merima RamushiCitizens Securities, Inc.Citigroup Global Markets Inc.12-21-2009
Jennifer Cage DoughertyE*TRADE Securities LLCCitigroup Global Markets Inc.10-05-2009
William Ernster EmbreeEmbree Financial GroupCitigroup Global Markets Inc.01-29-2018
Jolene Ann StantonFidelity Brokerage Services LLCCitigroup Global Markets Inc.$1002-04-2015
Erich S. GerlachFidelity Brokerage Services LLCCitigroup Global Markets Inc.12-10-2012
Dana Lynne RagielFifth Third Securities, Inc.Citigroup Global Markets Inc.11-13-2015
Svetoslava D DimitrovaFifth Third Securities, Inc.Citigroup Global Markets Inc.05-12-2015
Gerald Allan GilbertsonFifth Third Securities, Inc.Citigroup Global Markets Inc.01-15-2010
Douglas W. O'ConnellFifth Third Securities, Inc.Citigroup Global Markets Inc.$5001-15-2010
Steven Scott HowardFifth Third Securities, Inc.Citigroup Global Markets Inc.01-08-2010
Mitchell Lawrence SteinFifth Third Securities, Inc.Citigroup Global Markets Inc.$10001-08-2010
Michael Fitzgerald CottonFifth Third Securities, Inc.Citigroup Global Markets Inc.$5011-17-2009
Salvador BrisenoFifth Third Securities, Inc.Citigroup Global Markets Inc.11-16-2009
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.