Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jude Uche NwaiwuWintrust Investments LLCCitigroup Global Markets Inc.09-13-2016
Robert Allen PaneralWintrust Investments LLCCitigroup Global Markets Inc.07-31-2009
Jordan Lee GoodrickWintrust Investments LLCCitigroup Global Markets Inc.07-31-2009
Bonnie Joann FloodWintrust Investments LLCCitigroup Global Markets Inc.07-22-2009
Malinda Helen DistefanoWilliam BlairCitigroup Global Markets Inc.07-10-2014
Joseph L. KaramWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10008-23-2018
Karl Andrew ZimmermanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-16-2018
Frank Helmut SchulzWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.06-04-2012
Michael James Herget Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-16-2010
Deborah Diane HinesWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.11-03-2009
Steven Jay OrtmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-24-2009
Susan Kathleen FellerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-24-2009
Gytis KavaliauskasWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-31-2009
Terrence Charles VolkWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
Curtis David WhitehouseWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
Christopher Michael MarzecWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-13-2009
Robert Jess FootlikWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1003-13-2009
John Charles FergusonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-06-2009
Brian Kent HasbargenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
Stewart Dow KinkadeWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-02-2009
Diane Duffey DriscollWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Joseph Victor TesherWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-27-2009
John William ThunholmWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
Nancy Kay JanczakWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1002-27-2009
Theodore Joseph RussellWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-27-2009
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.