Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Elfmon FleishmanMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Alice B. NeillMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Allan Robert EttingerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Alphonse Lewis GrayMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Andrew Dominic GriffoMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Glen RothsteinMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Andrew James EngelsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Mark PlockerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Andrew Nicholas EmberyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Angela Denise JacksonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Angela Marce WrightMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Anthony Richard SeverinoMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Asif Salim FakroddinMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Barbara Cherney MackevichMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Barbara J. HourihanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Barbara Jill FinderMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Barton Bryson LeahyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ben I Isaac KatzMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Benjamin Brian GillespieMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Bimal A. ShethMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Bonnie Joann FloodWintrust Investments LLCCitigroup Global Markets Inc.07-22-2009
Brad S StanekMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bradley James ClarkeMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian Edward KadlecMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian Farley HickeyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Next Page »

Showing 1 to 25 of 274 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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