Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Erick P AdameJ.P. Morgan Securities LLCCitigroup Global Markets Inc.10-21-2019
Lafayette Kyle FordMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-17-2019
Dylan Lee HernandezVALIC Financial Advisors, Inc.Citigroup Global Markets Inc.05-06-2019
Sarkis LandhorianJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-06-2019
James M. FoxTD Ameritrade Investment Management, LLCCitigroup Global Markets Inc.02-13-2019
Denise AzizianCharles Schwab & Co., Inc.Citigroup Global Markets Inc.01-22-2019
Jesus Vega RojasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-30-2018
Karl Andrew ZimmermanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-16-2018
Christopher Daniel MasonGoldman Sachs & Co.Citigroup Global Markets Inc.06-07-2018
Chad Jeremy DanforthRaymond James & Associates, Inc.Citigroup Global Markets Inc.05-07-2018
Nelson Eddie NewtonGeiger Wealth ManagementCitigroup Global Markets Inc.02-08-2018
William Ernster EmbreeEmbree Financial GroupCitigroup Global Markets Inc.01-29-2018
James AllenSanctuary Securities, Inc.Citigroup Global Markets Inc.05-26-2017
Jude Uche NwaiwuWintrust Investments LLCCitigroup Global Markets Inc.09-13-2016
Wendy P. TrebatJ.P. Morgan Securities LLCCitigroup Global Markets Inc.12-18-2015
Bridget A. EickhoffJ.P. Morgan Securities LLCCitigroup Global Markets Inc.11-16-2015
Dana Lynne RagielFifth Third Securities, Inc.Citigroup Global Markets Inc.11-13-2015
Stephanie Jane O'HaraMetLife Securities Inc.Citigroup Global Markets Inc.07-17-2015
Taskeen Naimat Naimat PaganyU.S. Bancorp Investments, Inc.Citigroup Global Markets Inc.06-17-2015
Svetoslava D DimitrovaFifth Third Securities, Inc.Citigroup Global Markets Inc.05-12-2015
Aaron Ahmed TokhCitigroup Global Markets Inc.Citigroup Global Markets Inc.04-29-2015
Malinda Helen DistefanoWilliam BlairCitigroup Global Markets Inc.07-10-2014
Dennis Matthew BreierLPL Financial LLCCitigroup Global Markets Inc.04-12-2013
Erich S. GerlachFidelity Brokerage Services LLCCitigroup Global Markets Inc.12-10-2012
Frank Helmut SchulzWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.06-04-2012
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Showing 1 to 25 of 118 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.