Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel N. DurrJ.P. Morgan Securities LLCCitigroup Global Markets Inc.04-20-2016
Philip William McCauley IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John A. MillikenMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Carey Elizabeth WilcoxMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Keith NorrisMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Kurt Douglas Kraft Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Walter Morgan FisterMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brett J. MahleMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Matthew Glenn KuerziMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Constance Bossert BrothertonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Eddie Dewayne CoxLPL Financial LLCCitigroup Global Markets Inc.05-15-2009
Sergius Thomas OgdenJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.04-24-2009
Margaret Marie SavageJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.04-24-2009
Joe Martin BryantJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.04-24-2009
Gary Warren DetrazJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.04-24-2009
Norman Nicholas ZieglerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-17-2009
Wendy Bolton SplanUBS Financial Services Inc.Citigroup Global Markets Inc.03-20-2009
Michael Raymond ScheidMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Thomas Anthony PerroneMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Christy Jo BrownMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Anne Elaine BoltonMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Anthony Joseph Tillman IIIJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$2504-24-2009
Ryan Mathew McCannUBS Financial Services Inc.Citigroup Global Markets Inc.$2502-24-2009
Justin Edwin FisterMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Wayne Scott DuncanJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$5004-27-2009
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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