Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam McConnellMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Albert Edward Carpenter Jr.Morgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Allen Rowe Jr.LPL Financial LLCCitigroup Global Markets Inc.05-15-2009
Amos Keith KatzMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Andre P FontenotMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Beau Jonathan MillerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Charles Eric Major Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Charles Joseph Soprano Jr.Raymond James Financial Services, Inc.Citigroup Global Markets Inc.$5003-03-2009
Chris A.B. DupassageMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Christopher Alexander GautreauxMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Christopher Sexton StevensonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Christopher Wesley ZinkUBS Financial Services Inc.Citigroup Global Markets Inc.04-01-2009
David Karl ButscherMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Dean Larsen WilsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Dennis Terry FontenotUBS Financial Services Inc.Citigroup Global Markets Inc.01-30-2009
Don Cyril Celestin Jr.Morgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Donald Edward Irwin Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Donald Henry EspenanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Elizabeth Downey De La HoussayeMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Geneva Kris RougeouMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Gerald Matthew MarchandMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Gregory Wayne DavisMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Harry Charles Stumpf Jr.LPL Financial LLCCitigroup Global Markets Inc.04-24-2009
Helen Smith GuidryMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James Earl Walther IIIMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Next Page »

Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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