Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Lynn Huntzinger JrDunham Lane Capital Partners LLCCitigroup Global Markets Inc.05-02-2016
Anthony Louis OlivieriDunham Lane Capital Partners LLCCitigroup Global Markets Inc.05-02-2016
Thomas Gerard KilgallenFair Weather Strategies LLCCitigroup Global Markets Inc.06-07-2012
Carol J MarloweMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-29-2011
Kenneth Thomas ConnorsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-26-2010
Angelo Frank AnelloLPL Financial LLCCitigroup Global Markets Inc.05-29-2009
James Richard MapplethorpeStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-27-2009
Brant Michael DespathyRBC Capital Markets, LLCCitigroup Global Markets Inc.05-15-2009
Christopher James GoliniWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-08-2009
Barbara Ann HirshRBC Capital Markets, LLCCitigroup Global Markets Inc.05-01-2009
Robert Lloyd Polleys JrStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.04-29-2009
James Bryan MinchelloJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-27-2009
Daniel Jacob LewinUBS Financial Services Inc.Citigroup Global Markets Inc.03-27-2009
Timothy Michael FortuneUBS Financial Services Inc.Citigroup Global Markets Inc.03-25-2009
Robert Joseph Callanan JrUBS Financial Services Inc.Citigroup Global Markets Inc.03-12-2009
Robert James MosesianUBS Financial Services Inc.Citigroup Global Markets Inc.02-27-2009
Robert James SalamyUBS Financial Services Inc.Citigroup Global Markets Inc.02-26-2009
James Wesley TaylorUBS Financial Services Inc.Citigroup Global Markets Inc.$2502-27-2009
Douglas E WilsonUBS Financial Services Inc.Citigroup Global Markets Inc.$2502-13-2009
Daniel Michael McLaughlinUBS Financial Services Inc.Citigroup Global Markets Inc.$2501-16-2009
Daniel Louis FitzgeraldStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5005-20-2009
Mark Anthony PaoneUBS Financial Services Inc.Citigroup Global Markets Inc.$5002-27-2009
Jason Sophocles SymondUBS Financial Services Inc.Citigroup Global Markets Inc.$5001-07-2009
William Herbert CaruanaStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10005-27-2009
Joseph Anthony GalluzzoStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$10004-09-2009
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.