Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Janney RichmondAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$10005-22-2009
Colin Michael CallahanAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$15005-22-2009
David Scott GoldmanChapin, DavisCitigroup Global Markets Inc.$5004-16-2009
Deborah Ann WilliamsChapin, DavisCitigroup Global Markets Inc.04-01-2009
Chen ChungCitigroup Global Markets Inc.Citigroup Global Markets Inc.02-04-2015
George Anthony DunnCity National Securities, Inc.Citigroup Global Markets Inc.01-22-2009
Bruce Russell WallCity National Securities, Inc.Citigroup Global Markets Inc.$10001-22-2009
William Robert Brown Jr.Edward JonesCitigroup Global Markets Inc.07-26-2019
Amy Elizabeth RobertsH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$2502-27-2009
Rupinder KaurH. Beck, Inc.Citigroup Global Markets Inc.01-02-2020
Sean Lee CableH. Beck, Inc.Citigroup Global Markets Inc.$5004-24-2019
Stephanie Ann YoingcoH. Beck, Inc.Citigroup Global Markets Inc.$102-28-2017
Leah Jane JonesHighTower Securities, LLCCitigroup Global Markets Inc.05-11-2015
Leonard M. GreenebaumJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-17-2009
Robert GaronzikJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-17-2009
Todd Edward MitchellJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10004-17-2009
Carol Greenebaum HessJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-17-2009
Gerald ScheinkerJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10004-15-2009
Richard Allen KeetleyJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-15-2009
Stephen Michael GoldsteinJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-15-2009
Joshua Austin ScheinkerJanney Montgomery Scott LLCCitigroup Global Markets Inc.$15004-15-2009
Kristopher OlenginskiJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-15-2009
Andre Charles McDonaldLPL Financial LLCCitigroup Global Markets Inc.$2504-22-2009
Juan Eduardo OechsleLPL Financial LLCCitigroup Global Markets Inc.01-27-2009
Stacee Bain CrittendenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-05-2009
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Showing 1 to 25 of 121 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.