Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adama GuiroU.S. Bancorp Investments, Inc.Citigroup Global Markets Inc.06-01-2015
Bryon James BotsfordWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-25-2014
Christopher Roy MichinakaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.07-25-2014
Bruce Jarvis NerlandMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Richard Eugene JohnsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Martin Bernard SchneiderMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Everett AdamsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Donna Sue BaileyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Paul Randall BuckleyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
William Lawrence GarrisonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Susan Marie LiteckyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Russell Frank StainsMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Daniel Anthony AmentMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Joseph Anthony DelmonicoMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Timothy Allen BuckMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Nicholas Brent NerlandMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Michael Myers ParishMorgan StanleyCitigroup Global Markets Inc.06-01-2009
John Leslie Brown Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Kathleen Mary AllisonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Donald Corey MooreMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Dean Walter McCallMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ryan Elliot LewisMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Daniel Alan AndersonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Barbara Esther PerraultRaymond James Financial Services, Inc.Citigroup Global Markets Inc.05-08-2009
Bridget Ellen WiltseWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-01-2009
Next Page »

Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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