Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Edward Guillot Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Mary Linley SweatMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Timothy Parker ReidMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Joseph Boland ZimmermanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David William PolandCoker & PalmerCitigroup Global Markets Inc.04-03-2009
Micheal Allen ByersCoker & PalmerCitigroup Global Markets Inc.04-03-2009
Sean Michael PriebeRaymond James Financial Services, Inc.Citigroup Global Markets Inc.04-03-2009
James Harmon BaysUBS Financial Services Inc.Citigroup Global Markets Inc.02-27-2009
David Conner CadeMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Wayne Alexander Dawson Jr.Morgan StanleyCitigroup Global Markets Inc.$2506-01-2009
John Malcolm McLartyMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
John Morell Sumner Jr.Morgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Paul Russell MatlockMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Mark Richard GreenMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Theo David Penton Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Julie Coopwood CarpenterCoker & PalmerCitigroup Global Markets Inc.$10004-17-2009
Bobby Joe Miles Jr.Coker & PalmerCitigroup Global Markets Inc.$10004-17-2009
Richard Timothy LawrenceMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Melanie Walker DowellMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009

Showing 1 to 19 of 19 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.