Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Akshay Jayant JaveriUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-17-2009
Alan JacobsonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Alexander Gordon Arns Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Alfred Francis Kelly Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$2503-20-2009
Andrea D BrisgelMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Andrea StineMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Frederick RoettgerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Andrew Joseph MentoMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Andrew Winston BarrowMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Anne Marie StotkaLincoln Financial Securities CorporationCitigroup Global Markets Inc.05-29-2009
Anthony George LoretoMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Anthony MarinoMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Anthony Stephen FavorosoMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Anthony Vincent ValenteMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Barbara Filenbaum PiermontUBS Financial Services Inc.Citigroup Global Markets Inc.$15003-13-2009
Barbara Jean ClarkeMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Barry David RothenbergMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Barry Marvin SchoenfeldWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15004-23-2009
Bernard Harold AscherUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-13-2009
Brett Edward McNameeMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brett M. GoldsteinLPL Financial LLCCitigroup Global Markets Inc.$10009-08-2015
Brian James KellyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Brian James Kelly Jr.Morgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Charles Howard LevineUBS Financial Services Inc.Citigroup Global Markets Inc.03-13-2009
Charles Walter TomasheskiMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
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Showing 1 to 25 of 285 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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