Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Walter EblePruco Securities, LLC.Citigroup Global Markets Inc.12-16-2019
Travere D ParsonsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.10-01-2019
Derek Louis SausaM Holdings Securities, Inc.Citigroup Global Markets Inc.09-03-2019
Miguel GonzalezdecastillaUBS Financial Services Inc.Citigroup Global Markets Inc.05-23-2019
Prakash Mathew ThomasJ.P. Morgan Securities LLCCitigroup Global Markets Inc.05-16-2019
Jaime Luis DiazCetera Investment Services LLCCitigroup Global Markets Inc.02-26-2019
Darlington OkeruluTD Ameritrade, Inc.Citigroup Global Markets Inc.06-29-2018
Lionel J. MorataSantander Securities LLCCitigroup Global Markets Inc.06-08-2018
Vanessa Sandra MahoneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-07-2018
Jason Jae YooCetera Investment Services LLCCitigroup Global Markets Inc.01-02-2018
Robert Henry PrionUBS Financial Services Inc.Citigroup Global Markets Inc.03-06-2017
Gregg Michael HernandezUBS Financial Services Inc.Citigroup Global Markets Inc.01-08-2016
Jackie Cheng Min ChiangJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-02-2015
Dorota Bernadetta PietrykaJ.P. Morgan Securities LLCCitigroup Global Markets Inc.01-29-2015
Louis Joseph CuomoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.08-01-2014
Wei PengPNC InvestmentsCitigroup Global Markets Inc.07-08-2014
David Lee ShafranekProspera Financial Services, Inc.Citigroup Global Markets Inc.04-15-2014
Agnieszka Iwona ZalewskiTIAA-CREF Individual & Institutional Services, LLCCitigroup Global Markets Inc.04-10-2014
Suzette A Labonne-LiddyBNY Mellon Securities CorporationCitigroup Global Markets Inc.03-06-2014
Joseph LentineMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.11-20-2013
Vladislav GurevichWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-25-2013
Mark David HasenauerPNC InvestmentsCitigroup Global Markets Inc.02-13-2012
Christian A PinaChase Investment Services Corp.Citigroup Global Markets Inc.10-10-2011
Enrique J. MaganaPNC InvestmentsCitigroup Global Markets Inc.03-14-2011
Robert William TothVALIC Financial Advisors, Inc.Citigroup Global Markets Inc.09-08-2010
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Showing 1 to 25 of 145 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.