Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George Richard GarrityMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Steven Ian BorensteinMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Jason Michael WeinsteinMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Robert Christopher SmithMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Roy Daniel BuddMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Jarrod Scott BrandmanMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
John Bates NicholasMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
David Stephen SchillingMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Louis Anthony DebellMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Anthony George LoretoMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Michael John ZahnMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Richard Jonathan GreenbaumMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Lawrence Alan WeissMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-27-2009
James Francis Capen Jr.Raymond James Financial Services, Inc.Citigroup Global Markets Inc.$5005-08-2009
Mark A. FinelliMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-01-2009
Michael Alan CitronStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.$5004-22-2009
James Gregory SahagianWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-31-2009
Randall John RugerEdward JonesCitigroup Global Markets Inc.$5003-27-2009
Kathleen Vivian ColemanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-26-2009
John Francis CornacchiaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-20-2009
Thomas Michael GlynnOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5003-06-2009
Robert Gerard SchmidtWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Patrick Michael PacilloWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Richard Barry KatzRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5002-27-2009
Steven Wayne TorricoUBS Financial Services Inc.Citigroup Global Markets Inc.$5002-05-2009
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Showing 176 to 200 of 285 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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