Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ilan TsapovskiLPL Financial LLCCitigroup Global Markets Inc.08-17-2020
Robert Mark AmbrusAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$15007-30-2020
Frank Edward CarpentiereMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-06-2020
David Rich HallWoodstock Wealth Management, Inc.Citigroup Global Markets Inc.$15006-08-2020
Peter Elias VelissariosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2505-20-2020
Marlen KatzWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5005-06-2020
Christopher VasquezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-03-2020
Aneesh PaulMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2502-25-2020
Pamela Morotti FinewoodWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-12-2020
Owen Howard WatsteinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-07-2020
Sean ODonnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-07-2020
Christina Marie OneillWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2512-12-2019
Jairo E NavarroLeumi Investment Services Inc.Citigroup Global Markets Inc.09-20-2019
Eric Scott GoodmanLeumi Investment Services Inc.Citigroup Global Markets Inc.$2509-20-2019
Steven Marc HeinowitzWellington Shields & Co., LLCCitigroup Global Markets Inc.$1708-29-2019
Rubia Neves DouradoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5006-20-2019
Olga RyzowyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5006-20-2019
Brian Richard HalloranE*TRADE Securities LLCCitigroup Global Markets Inc.06-10-2019
Raul Rafael MorenoPruco Securities, LLC.Citigroup Global Markets Inc.$12405-21-2019
Eric John AckermanInfinex Investments, Inc.Citigroup Global Markets Inc.05-01-2019
Samir S MakarTD Private Client Wealth LLCCitigroup Global Markets Inc.04-24-2019
Judin LouisE*TRADE Securities LLCCitigroup Global Markets Inc.03-20-2019
Pierre Michael PettigrewMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2503-14-2019
Jonathan Barnette LeisKestra Investment Services, LLCCitigroup Global Markets Inc.01-18-2019
Patrick James ErricoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-19-2018
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Showing 1 to 25 of 232 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.