Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric John AckermanInfinex Investments, Inc.Citigroup Global Markets Inc.05-01-2019
Jonathan Barnette LeisKestra Investment Services, LLCCitigroup Global Markets Inc.01-18-2019
Patrick James ErricoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-19-2018
Robert David LoebChelsea Financial ServicesCitigroup Global Markets Inc.09-14-2018
Zichang LiuJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-10-2018
Michael Conrad SchneiderMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-27-2018
Robert John LeeInfinex Investments, Inc.Citigroup Global Markets Inc.03-22-2018
Anthony Kenneth GreierWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-05-2018
Killraine David DeanBancWest Investment Services, Inc.Citigroup Global Markets Inc.11-15-2017
Peter August ZagrobelnyLPL Financial LLCCitigroup Global Markets Inc.08-14-2017
Joshua Scott MendelsonJ.P. Morgan Securities LLCCitigroup Global Markets Inc.08-07-2017
Anthony Michael LippisLPL Financial LLCCitigroup Global Markets Inc.06-19-2017
Nicholas Louis John WilliamsJ.P. Morgan Securities LLCCitigroup Global Markets Inc.06-15-2017
Pavitra MaharajHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$15005-22-2017
Michael James Germano IVRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5003-16-2017
Reudel DiazLPL Financial LLCCitigroup Global Markets Inc.03-10-2017
Margaret Digna RiveraWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-10-2017
Stewart Shuh-Hwa YuanHSBC Securities (USA) Inc.Citigroup Global Markets Inc.10-14-2016
Peter James GallagherCommonwealth Financial NetworkCitigroup Global Markets Inc.$10009-09-2016
Marwan ShakerHSBC Securities (USA) Inc.Citigroup Global Markets Inc.08-04-2016
Melvin TomHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$25008-03-2016
Alonzo Jerome Adams Jr.HSBC Securities (USA) Inc.Citigroup Global Markets Inc.07-29-2016
Roderick RodriguezInfinex Investments, Inc.Citigroup Global Markets Inc.07-01-2016
Germin Jermaine RobinsonHSBC Securities (USA) Inc.Citigroup Global Markets Inc.06-23-2016
Christopher Anthony JonesNational Securities CorporationCitigroup Global Markets Inc.04-13-2016
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Showing 1 to 25 of 367 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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