Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur Leo Coleman IIIAdvanced Equities, Inc.Citigroup Global Markets Inc.$5012-21-2009
Daniel Scott SchonbergAllied Beacon Partners, Inc.Citigroup Global Markets Inc.05-06-2010
Krzysztof ZagrobaAllied Millennial Partners, LLCCitigroup Global Markets Inc.04-01-2015
Michael F. CousinsAllstate Financial Services, LLCCitigroup Global Markets Inc.01-31-2018
Lynda ChervilAllstate Financial Services, LLCCitigroup Global Markets Inc.02-07-2013
Darren Randall SetAllstate Financial Services, LLCCitigroup Global Markets Inc.11-15-2010
Thomas Cullen JudgeAmerican Capital Partners, LLCCitigroup Global Markets Inc.01-10-2011
Daniel Lewis HohenbergAmeriprise Financial Services, LLCCitigroup Global Markets Inc.03-06-2014
Vincent A MennitiAmeriprise Financial Services, LLCCitigroup Global Markets Inc.10-01-2010
Terence Joseph BarnettAmeriprise Financial Services, LLCCitigroup Global Markets Inc.06-18-2010
Terrence DanielsAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$10001-08-2010
Jonathan E LevittAXA Advisors, LLCCitigroup Global Markets Inc.10-31-2019
Frank Roger FioreBanc of America Investment Services, Inc.Citigroup Global Markets Inc.$5001-09-2009
Ilan CohenBanc of America Investment Services, Inc.Citigroup Global Markets Inc.01-09-2009
Killraine David DeanBancWest Investment Services, Inc.Citigroup Global Markets Inc.11-15-2017
Robert A KravetzBrighton Securities Corp.Citigroup Global Markets Inc.01-02-2009
Joseph Peter Starinsky Jr.Cadaret, Grant & Co., Inc.Citigroup Global Markets Inc.07-08-2009
Lawrence August CocuzzaCharles Schwab & Co., Inc.Citigroup Global Markets Inc.03-17-2010
Jose R BaezChase Investment Services Corp.Citigroup Global Markets Inc.03-19-2012
Frank Joseph AntonelliChase Investment Services Corp.Citigroup Global Markets Inc.02-01-2012
Imran ElahiChase Investment Services Corp.Citigroup Global Markets Inc.10-11-2011
James Anthony RoccoChase Investment Services Corp.Citigroup Global Markets Inc.$1010-01-2011
Cameron S AndreChase Investment Services Corp.Citigroup Global Markets Inc.09-12-2011
Tashi SarhanChase Investment Services Corp.Citigroup Global Markets Inc.09-01-2010
Anita Cecilia ChanChase Investment Services Corp.Citigroup Global Markets Inc.08-31-2010
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Showing 1 to 25 of 511 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.