Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Douglas WoodUBS Financial Services Inc.Citigroup Global Markets Inc.$301-14-2009
Adam DAndreaJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$2507-16-2015
Albert Joseph KirchnerOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15012-14-2009
Alberto OttavianiOppenheimer & Co. Inc.Citigroup Global Markets Inc.$5003-27-2009
Aldo James ValenteWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$21201-13-2010
Aleksey LernerWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.02-11-2010
Alicia L RubertiMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-01-2010
Alicia M Hinojosa GutierrezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-16-2015
Alissa Marie QuinnUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-23-2009
Anatole A ForostenkoOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10003-20-2009
Anderson S BorsadaTIAA-CREF Individual & Institutional Services, LLCCitigroup Global Markets Inc.09-16-2013
Andrew L WolffOppenheimer & Co. Inc.Citigroup Global Markets Inc.$15003-12-2009
Andrew Mark WayneWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-10-2009
Andrew SolimanHSBC Securities (USA) Inc.Citigroup Global Markets Inc.10-15-2012
Aneesh PaulMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2502-25-2020
Angel ValleUBS Financial Services Inc.Citigroup Global Markets Inc.05-02-2011
Anthony Kenneth GreierWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-05-2018
Arnold Eugene RivasJ.P. Morgan Securities LLCCitigroup Global Markets Inc.12-09-2014
Barbara Elaine SilbermanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-12-2010
Barbara Leach FraserUBS Financial Services Inc.Citigroup Global Markets Inc.$1,00002-26-2009
Benjamin N BaylyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-23-2009
Benjamin Ryan QuiltyPinnacle Investments, LLCCitigroup Global Markets Inc.$2511-01-2010
Bernard Harold AscherUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-13-2009
Boris Peter Basil Wolff MetternichWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.06-01-2012
Bradley KriegLPL Financial LLCCitigroup Global Markets Inc.$5006-05-2009
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Showing 1 to 25 of 232 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.