Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Douglas WoodUBS Financial Services Inc.Citigroup Global Markets Inc.01-14-2009
Aaron EdelmanMorgan StanleyCitigroup Global Markets Inc.$21606-01-2009
Abbas BaqueriMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Adam Charles BellMorgan StanleyCitigroup Global Markets Inc.$10004-17-2015
Adam D'AndreaJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$2507-16-2015
Adam Jay DarrowMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Adam Jordan ZipperJ.P. Morgan Securities LLCCitigroup Global Markets Inc.$1002-13-2009
Adam Louis KabackMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Adam Robert RonzoniMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ahmet Niyazi TerziogluMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Alan Darrell MyersMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alan Howard UlanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alan Jay BogatchMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Albert Joseph KirchnerOppenheimer & Co. Inc.Citigroup Global Markets Inc.12-14-2009
Alberto Calvo MariacaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Alberto OttavianiOppenheimer & Co. Inc.Citigroup Global Markets Inc.03-27-2009
Aldo James ValenteWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$5001-13-2010
Aleksandr GuzenfeldMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Aleksey Lerner, Steven Matthew KavallWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.02-11-2010
Alessandro SpinettaMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alexander Birke GormanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alexander Dulfresne KramerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alexander G. WesmanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Alexander Louis ManolopoulosMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alexander Rene SueroMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Next Page »

Showing 1 to 25 of 784 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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