Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles WalkerDeutsche Bank Securities Inc.Citigroup Global Markets Inc.11-10-2014
Heather KirbyDeutsche Bank Securities Inc.Citigroup Global Markets Inc.11-10-2014
Ilan TsapovskiLPL Financial LLCCitigroup Global Markets Inc.08-17-2020
Frank Edward CarpentiereMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-06-2020
Christopher VasquezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-03-2020
Pamela Morotti FinewoodWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-12-2020
Owen Howard WatsteinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-07-2020
Sean ODonnellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.02-07-2020
Jairo E NavarroLeumi Investment Services Inc.Citigroup Global Markets Inc.09-20-2019
Brian Richard HalloranE*TRADE Securities LLCCitigroup Global Markets Inc.06-10-2019
Eric John AckermanInfinex Investments, Inc.Citigroup Global Markets Inc.05-01-2019
Samir S MakarTD Private Client Wealth LLCCitigroup Global Markets Inc.04-24-2019
Judin LouisE*TRADE Securities LLCCitigroup Global Markets Inc.03-20-2019
Jonathan Barnette LeisKestra Investment Services, LLCCitigroup Global Markets Inc.01-18-2019
Patrick James ErricoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-19-2018
Zichang Karen LiuJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-10-2018
Michael C SchneiderMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-27-2018
Joseph M SalehiJ.P. Morgan Securities LLCCitigroup Global Markets Inc.06-01-2018
Ron Raju DanielHSBC Securities (USA) Inc.Citigroup Global Markets Inc.05-07-2018
Scott George SussmanJefferies LLCCitigroup Global Markets Inc.04-16-2018
Robert John LeeInfinex Investments, Inc.Citigroup Global Markets Inc.03-22-2018
Michael F CousinsAllstate Financial Services, LLCCitigroup Global Markets Inc.01-31-2018
Daniel BlloshmiJ.P. Morgan Securities LLCCitigroup Global Markets Inc.12-05-2017
John Michael Sullivan JrJ.P. Morgan Securities LLCCitigroup Global Markets Inc.10-12-2017
Jill Alyse SalvatoreWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.10-09-2017
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Showing 1 to 25 of 232 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.