Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Martin BradfordUBS Financial Services Inc.Citigroup Global Markets Inc.07-05-2017
Samuel Joseph GallucciUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-08-2017
Margaret M. AthanasatosUBS Financial Services Inc.Citigroup Global Markets Inc.11-16-2016
Edward Homer PainterUBS Financial Services Inc.Citigroup Global Markets Inc.$50003-11-2014
Philippe KrizUBS Financial Services Inc.Citigroup Global Markets Inc.10-29-2013
Jannette E DiazUBS Financial Services Inc.Citigroup Global Markets Inc.06-01-2012
Josephine Anntoinette SantosUBS Financial Services Inc.Citigroup Global Markets Inc.03-01-2012
Angel ValleUBS Financial Services Inc.Citigroup Global Markets Inc.05-02-2011
Paul John OlivoUBS Financial Services Inc.Citigroup Global Markets Inc.$50009-09-2010
Daniel John McLoughlinUBS Financial Services Inc.Citigroup Global Markets Inc.05-12-2010
Alla Y AlenikovaUBS Financial Services Inc.Citigroup Global Markets Inc.03-29-2010
Bernie Lee TownesUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-15-2010
Vivek MahajanUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-15-2010
Kristen SignorileUBS Financial Services Inc.Citigroup Global Markets Inc.$10001-15-2010
Robert Henry Davis Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$15001-15-2010
Stephen Bruce BeatonUBS Financial Services Inc.Citigroup Global Markets Inc.01-15-2010
Christopher M. PalmieriUBS Financial Services Inc.Citigroup Global Markets Inc.06-05-2009
Jennifer Lynn KrausUBS Financial Services Inc.Citigroup Global Markets Inc.06-05-2009
Lauren JohnsonUBS Financial Services Inc.Citigroup Global Markets Inc.06-05-2009
Bruce Scott GelfandUBS Financial Services Inc.Citigroup Global Markets Inc.05-29-2009
Charles Edward CrystalUBS Financial Services Inc.Citigroup Global Markets Inc.$10005-15-2009
Christine Muneyyirci FinocchUBS Financial Services Inc.Citigroup Global Markets Inc.$10005-15-2009
James Warren GreenUBS Financial Services Inc.Citigroup Global Markets Inc.$50005-12-2009
John Thomas DiblasiUBS Financial Services Inc.Citigroup Global Markets Inc.$20005-05-2009
Sari Lyn WarsawUBS Financial Services Inc.Citigroup Global Markets Inc.05-05-2009
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.