Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth DiazEdward JonesCitigroup Global Markets Inc.10-22-2018
Adam HardyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-10-2017
Stephen P. ZellerThe Huntington Investment CompanyCitigroup Global Markets Inc.08-10-2015
Joseph Jacob Calvin CliftWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-26-2013
Nicholas George BroskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-18-2011
Christopher B. MatthewsFifth Third Securities, Inc.Citigroup Global Markets Inc.04-15-2011
Gregory Jay RustemeyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5006-05-2009
Leonard William CannonWestminster Financial Securities, Inc.Citigroup Global Markets Inc.$2505-29-2009
Jeffrey Philip ElmanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$15005-29-2009
James Todd WashburnCitigroup Global Markets Inc.Citigroup Global Markets Inc.$2505-26-2009
William Heath TalmageCitigroup Global Markets Inc.Citigroup Global Markets Inc.05-26-2009
Kelly Joseph KelpCitigroup Global Markets Inc.Citigroup Global Markets Inc.05-26-2009
Joel Nicholas HandorfCitigroup Global Markets Inc.Citigroup Global Markets Inc.05-26-2009
Michael Joseph KleinfelderCitigroup Global Markets Inc.Citigroup Global Markets Inc.$2505-26-2009
Christopher Lawrence VordemescheCitigroup Global Markets Inc.Citigroup Global Markets Inc.$1005-26-2009
Thomas Nicholas HemlebenStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-22-2009
Shahrokh C. MinouiH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$2505-22-2009
Charles Henry DankworthUBS Financial Services Inc.Citigroup Global Markets Inc.$5005-18-2009
Coleman Barry GoldsmithRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5005-11-2009
George Charles Thompson Jr.H&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$2505-08-2009
Mary Ng KoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5005-08-2009
Daniel Ray HatfieldCommonwealth Financial NetworkCitigroup Global Markets Inc.$2505-01-2009
Timothy William RyanUBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
Spencer Herbert Seaman Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
Matthew Richard HowardUBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.