Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam Joseph SchosterMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Adam Manuel TzagournisMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Alan Joseph CzarneckiMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Allan Michael PoturalskiMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Amy R EdwardsMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Andrea Mary SheaUBS Financial Services Inc.Citigroup Global Markets Inc.04-03-2009
Andrew B WeinerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew Jacob RiffleMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Andrew William SwallenderMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Ann Marie MessanaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Brian David IsroffMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Brian Joseph EdwardsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Brian M AndzikMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Brian Preston AllenUBS Financial Services Inc.Citigroup Global Markets Inc.$15004-03-2009
Carol Brown GoodmanMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Charles Kevin DudekMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Cherie Lynn ByrdMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Cheryl Lynn CarpenterMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Christine Marie KaminskyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Christopher Joseph GreenMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Craig Sherman ThistlethwaiteMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Daniel Jay GuggenheimMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Arthur RidgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.01-30-2009
David Bruce CrinerRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10003-09-2009
David Donn AlspachWells Fargo Advisors Financial Network, LLCCitigroup Global Markets Inc.$5005-08-2009
Next Page »

Showing 1 to 25 of 131 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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