Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kenneth DiazEdward JonesCitigroup Global Markets Inc.10-22-2018
Adam HardyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-10-2017
Stephen P. ZellerThe Huntington Investment CompanyCitigroup Global Markets Inc.08-10-2015
Joseph Jacob Calvin CliftWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.08-26-2013
Nicholas George BroskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-18-2011
Christopher Brandon MatthewsFifth Third Securities, Inc.Citigroup Global Markets Inc.04-15-2011
William Heath TalmageCitigroup Global Markets Inc.Citigroup Global Markets Inc.05-26-2009
Kelly Joseph KelpCitigroup Global Markets Inc.Citigroup Global Markets Inc.05-26-2009
Joel Nicholas HandorfCitigroup Global Markets Inc.Citigroup Global Markets Inc.05-26-2009
Spencer Herbert Seaman Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
Matthew Richard HowardUBS Financial Services Inc.Citigroup Global Markets Inc.04-30-2009
Jose Rafael RodriguezSecurities America, Inc.Citigroup Global Markets Inc.04-28-2009
Sarah Ann ClemansUBS Financial Services Inc.Citigroup Global Markets Inc.04-17-2009
Patrick Reid MurrayUBS Financial Services Inc.Citigroup Global Markets Inc.04-03-2009
Daniel Adam O'ConnorH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.03-27-2009
David Charles KronourH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.03-20-2009
Shannan DankworthUBS Financial Services Inc.Citigroup Global Markets Inc.03-18-2009
Leigh Anne GageUBS Financial Services Inc.Citigroup Global Markets Inc.02-13-2009
Santi Nalluri NallapaneniChase Investment Services Corp.Citigroup Global Markets Inc.02-09-2009
Brendan WillmannLPL Financial LLCCitigroup Global Markets Inc.01-23-2009
Christopher Lawrence VordemescheCitigroup Global Markets Inc.Citigroup Global Markets Inc.$10005-26-2009
Timothy William RyanUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-30-2009
Robert Gregg HunsakerH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$10004-17-2009
Myron Edward Shaffer Jr.UBS Financial Services Inc.Citigroup Global Markets Inc.$10004-17-2009
David Heald ElliottUBS Financial Services Inc.Citigroup Global Markets Inc.$10004-17-2009
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Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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