Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephanie May EdeMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Ladonna Horinek GiachinoMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Barbara Kay HessMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Lewis Allen PostMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Kerry Landon FreemanMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Melinda Diane BrewerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
John King DesmondMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Thomas Lee BerryMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Brian C McKinneyMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
James Leroy JohnsonMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Elizabeth Helen CarsonMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
James Alton LivingstonMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Sanford John RoberdsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Amy Elizabeth MunsellMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Thomas Francis SimpsonMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Thomas Willets Ridgway IIIMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
David Howard FaginMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
John Walter Cary IIIMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Larry Ray EnglandMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Brenda Sue JagelsMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Michael Sean WhiteMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Robin Renee PierceMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
James Updike RogersMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Gordon Ray PollyMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
John David VeitchMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Next Page »

Showing 1 to 25 of 49 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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