Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian Thomas CroftsMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Amy Marie PalmD.A. Davidson & Co.Citigroup Global Markets Inc.05-27-2009
Andrew George Rounsavelle CarterMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Bonnie G HaslettMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Bradley Everett HomeMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Bruce Russell HoloubekMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Christine Marie Schroeder-FainMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Christopher Thomas LinkhornMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
David Alan PriceMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Alan StocktonUmpqua Investments, Inc.Citigroup Global Markets Inc.$2502-20-2009
David Robert BalkUmpqua Investments, Inc.Citigroup Global Markets Inc.$5002-13-2009
Davida A. WilsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Dennis Michael CollinsMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Donald Francis MurrayUmpqua Investments, Inc.Citigroup Global Markets Inc.$10002-20-2009
Douglas Alan MoshofskyMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Douglas Peter EikenberryUmpqua Investments, Inc.Citigroup Global Markets Inc.$5002-13-2009
Duane James RodewaldUmpqua Investments, Inc.Citigroup Global Markets Inc.$10004-24-2009
Gary Edward JohnstonMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Gregory Alan YechoutMorgan StanleyCitigroup Global Markets Inc.06-01-2009
James David KniffinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jason A. DowneyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jay Lindsey FainMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Jeffrey Allen HegstromWedbush Securities Inc.Citigroup Global Markets Inc.$10002-13-2009
Jeffrey Arthur McKeownMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Jeffrey Lee PalpantMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Next Page »

Showing 1 to 25 of 60 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.