Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Laurence IgusPNC InvestmentsCitigroup Global Markets Inc.06-13-2014
Timothy John BarbacaneSantander Securities LLCCitigroup Global Markets Inc.04-29-2014
Christina Foon LeungWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.10-11-2013
Joseph F RumpfWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.03-08-2013
Dennis Joseph Rosadio IIPruco Securities, LLC.Citigroup Global Markets Inc.09-24-2012
Richard D EisenstodtBoenning & Scattergood, Inc.Citigroup Global Markets Inc.11-01-2010
Heather L BrightMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.11-01-2010
Paul Kenneth KingstonLPL Financial LLCCitigroup Global Markets Inc.08-06-2010
James Thomas KentWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.01-10-2010
Natalie Michelle SchmidPNC InvestmentsCitigroup Global Markets Inc.06-23-2009
Robert Alan EstepWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.05-21-2009
Daniel Joseph PerrottiMid Atlantic Capital CorporationCitigroup Global Markets Inc.05-15-2009
Maryanne Delores MorrisseyJanney Montgomery Scott LLCCitigroup Global Markets Inc.05-11-2009
David Benjamin BiggerFifth Third Securities, Inc.Citigroup Global Markets Inc.05-08-2009
Stephen E. TobiaStifel, Nicolaus & Company, IncorporatedCitigroup Global Markets Inc.05-01-2009
Ellis LukenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Christine L DiemidioMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Brian Anthony FlemingJanney Montgomery Scott LLCCitigroup Global Markets Inc.04-23-2009
Jon Phillip StevensJanney Montgomery Scott LLCCitigroup Global Markets Inc.03-26-2009
Marshall Allan NeyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.03-06-2009
Jennifer L AnelloWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.02-20-2009
James Bernard SimonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.01-05-2009
Robert Saul ShassolRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$10001-02-2015
Patrick Michael RotondoLPL Financial LLCCitigroup Global Markets Inc.$10006-08-2009
Eric Donald PetersonRBC Capital Markets, LLCCitigroup Global Markets Inc.$10005-28-2009
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Showing 1 to 25 of 110 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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