Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Michael McKenzieMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Kenneth Samuel LutonMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Locke Y. Carter Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2501-30-2009
Marion Wright Hickerson IIIMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Mark Case IngleUBS Financial Services Inc.Citigroup Global Markets Inc.$2502-27-2009
Mary Lynn LogginsRaymond James & Associates, Inc.Citigroup Global Markets Inc.03-27-2009
Merrill Callaway Sexton, Scott Christopher McDonaldUBS Financial Services Inc.Citigroup Global Markets Inc.04-01-2009
Michael Bennett KeyMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Michael Lynn Matthews, Elliot Ryan KierskyUBS Financial Services Inc.Citigroup Global Markets Inc.$1001-28-2009
Morgan Sabb CanteyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Paul David DevenskiJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$15003-19-2009
Ralph England Braden Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Randall Kurt HalvorsenMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Randall Todd GardenhireMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Randy Lynn CampbellMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Rebecca Marie PobiegloMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Richard Douglas WhitmanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Robert Edgar Hearn Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Robert Lance PruittMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ryan Aaron CernochMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ryan Thomas KellyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Sally Anzelc FisherMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Stephen Michael GolliherJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.03-06-2009
Stuart Winton SmithMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Terry Wayne BrandonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
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Showing 26 to 50 of 55 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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