Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Bradley Vaughn Livingston | Wells Fargo Clearing Services, LLC | Citigroup Global Markets Inc. | $25 | 11-17-2017 |
| Antonio Orendain | Morgan Stanley | Citigroup Global Markets Inc. | — | 05-17-2016 |
| Hiram Antonio Cortes | Morgan Stanley | Citigroup Global Markets Inc. | — | 09-19-2014 |
| Tareq Abdalla | Wells Fargo Clearing Services, LLC | Citigroup Global Markets Inc. | — | 07-18-2014 |
| Laura Marie Salaburu | Wells Fargo Clearing Services, LLC | Citigroup Global Markets Inc. | — | 07-18-2014 |
| Melvin M McCullough | Cary Street Partners | Citigroup Global Markets Inc. | — | 07-10-2014 |
| Hector Edgardo Contreras | Morgan Stanley | Citigroup Global Markets Inc. | $50 | 05-15-2014 |
| Antonio Medrano III | USAA Financial Advisors, Inc. | Citigroup Global Markets Inc. | — | 10-11-2013 |
| Josheua Levi Burns | USAA Financial Advisors, Inc. | Citigroup Global Markets Inc. | — | 08-27-2013 |
| Jonathan M Poblete | Wells Fargo Clearing Services, LLC | Citigroup Global Markets Inc. | — | 08-23-2013 |
| Raed Mahmoud Rashid | Wells Fargo Clearing Services, LLC | Citigroup Global Markets Inc. | — | 08-23-2013 |
| Charles Bruce Denson Jr. | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Citigroup Global Markets Inc. | — | 07-22-2013 |
| Jose Luis Rincon-Gallardo Romo | UBS Financial Services Inc. | Citigroup Global Markets Inc. | — | 06-28-2013 |
| William Leo Schaffler | Robert W. Baird & Co. Incorporated | Citigroup Global Markets Inc. | — | 10-11-2012 |
| Christopher Dwayne Myers | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Citigroup Global Markets Inc. | — | 09-24-2012 |
| Evans Scott Attwell | Frost Brokerage Services, Inc. | Citigroup Global Markets Inc. | — | 05-25-2012 |
| Belinda P Phelps | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Citigroup Global Markets Inc. | — | 03-02-2011 |
| Jason Trevor Munger | USAA Financial Advisors, Inc. | Citigroup Global Markets Inc. | — | 07-23-2010 |
| Scott Lee Peebles | Trellisent Investments | Citigroup Global Markets Inc. | — | 10-13-2009 |
| Joan Geurkink Lawson | Hilltop Securities Inc. | Citigroup Global Markets Inc. | — | 06-05-2009 |
| James Earl Pence II | Hilltop Securities Inc. | Citigroup Global Markets Inc. | — | 06-05-2009 |
| Richard Randall Richison | Hilltop Securities Inc. | Citigroup Global Markets Inc. | — | 06-05-2009 |
| Russell Evan Cooper | Morgan Stanley | Citigroup Global Markets Inc. | $200 | 06-01-2009 |
| Virginia Ann Tapley | Morgan Stanley | Citigroup Global Markets Inc. | $200 | 06-01-2009 |
| David Allen Yost | Morgan Stanley | Citigroup Global Markets Inc. | $150 | 06-01-2009 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
