Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Vaughn LivingstonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2511-17-2017
Antonio OrendainMorgan StanleyCitigroup Global Markets Inc.05-17-2016
Hiram Antonio CortesMorgan StanleyCitigroup Global Markets Inc.09-19-2014
Tareq AbdallaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.07-18-2014
Laura Marie SalaburuWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.07-18-2014
Melvin M McCulloughCary Street PartnersCitigroup Global Markets Inc.07-10-2014
Hector Edgardo ContrerasMorgan StanleyCitigroup Global Markets Inc.$5005-15-2014
Antonio Medrano IIIUSAA Financial Advisors, Inc.Citigroup Global Markets Inc.10-11-2013
Josheua Levi BurnsUSAA Financial Advisors, Inc.Citigroup Global Markets Inc.08-27-2013
Jonathan M PobleteWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-23-2013
Raed Mahmoud RashidWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-23-2013
Charles Bruce Denson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.07-22-2013
Jose Luis Rincon-Gallardo RomoUBS Financial Services Inc.Citigroup Global Markets Inc.06-28-2013
William Leo SchafflerRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.10-11-2012
Christopher Dwayne MyersMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.09-24-2012
Evans Scott AttwellFrost Brokerage Services, Inc.Citigroup Global Markets Inc.05-25-2012
Belinda P PhelpsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-02-2011
Jason Trevor MungerUSAA Financial Advisors, Inc.Citigroup Global Markets Inc.07-23-2010
Scott Lee PeeblesTrellisent InvestmentsCitigroup Global Markets Inc.10-13-2009
Joan Geurkink LawsonHilltop Securities Inc.Citigroup Global Markets Inc.06-05-2009
James Earl Pence IIHilltop Securities Inc.Citigroup Global Markets Inc.06-05-2009
Richard Randall RichisonHilltop Securities Inc.Citigroup Global Markets Inc.06-05-2009
Russell Evan CooperMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Virginia Ann TapleyMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
David Allen YostMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Next Page »

Showing 1 to 25 of 262 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.