Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Cable PearsonMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Alan Lorch Folz Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Albert Steves VMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alejo OrvananosMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Alison B RobinsonMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Andrew Elliot SpectorMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Andrew Jeff PickettRBC Capital Markets, LLCCitigroup Global Markets Inc.$2501-30-2009
Antonio Medrano IIIUSAA Financial Advisors, Inc.Citigroup Global Markets Inc.10-11-2013
Antonio OrendainMorgan StanleyCitigroup Global Markets Inc.05-17-2016
Arlee Michele SmallMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Arturo F KarakowskyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Asher Milton FeinbergMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Ashley Randt KneislyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Barbara Turner CrabtreeMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Barney James GrossmanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Belinda P PhelpsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.03-02-2011
Ben Baker CravensMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bernard Hilburn BowmanMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bernard Mark PaulUBS Financial Services Inc.Citigroup Global Markets Inc.05-05-2009
Betty Nugent TisdaleMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bill Rickard CorbellMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Blake Matthew JonesMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Bobby Joe FogleUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-06-2009
Bradley Allen GarrettMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Bradley Dean ThomasMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Next Page »

Showing 1 to 25 of 262 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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