Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sofia E. KostopoulosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-24-2019
Kamal Asad MalhisAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$15003-14-2019
Andrew Lee CoatsEdward JonesCitigroup Global Markets Inc.$14709-11-2017
Alif B. BrahimHSBC Securities (USA) Inc.Citigroup Global Markets Inc.08-04-2016
Blair Groh EgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2502-26-2015
Robert Lynn Taggart IIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-25-2015
Richard Dean ShuHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$1006-12-2013
Aradhya RaySunTrust Investment Services, Inc.Citigroup Global Markets Inc.04-23-2013
Doris Mcclary RollinsSunTrust Investment Services, Inc.Citigroup Global Markets Inc.09-26-2012
Song Chae ParkLPL Financial LLCCitigroup Global Markets Inc.11-12-2009
Steve S KatsakosMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Carl Robert Pierson Jr.Morgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Wanda Marie AustinMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Steven Craig DunbarMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Arturo Raul MedinaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Christina M. AustinMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Michael S. MacintyreMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Charles Robert Spencer Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Steve Allan GriggsMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Douglas James MyersMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Mitchell Sellers HaileyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Lawrence David BerberianMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Kenneth Russell SizemoreMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Kenneth Martin RibyatMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Richard Gerard McLaughlinMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
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Showing 1 to 25 of 114 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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