Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alissa Blair HerschMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Amani Y HarrisMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Amy Yeeman AllenMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Angela Michele AdeeMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Berit Allen ThompsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bill Duane PeabodyUBS Financial Services Inc.Citigroup Global Markets Inc.$15003-06-2009
Blythe Suzanne MansonUBS Financial Services Inc.Citigroup Global Markets Inc.$1002-06-2009
Brian Craig OligerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian David ChaseMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Brian Richard AcarreguiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Bruce BennettMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Bruce Clark HeiserMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Carmen Frank PintoMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Charles Howard Simonson Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-22-2009
Chris Rock IshiiMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Christopher Joseph OmlinMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Clarence Michael PicklesUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-06-2009
Curt Alan HaldorsonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Dana Marie ElwellMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Daniel Lee BecraftMorgan StanleyCitigroup Global Markets Inc.06-01-2009
David Wayne AldermanMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Dean Joaquin BraunMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Debra Lynn MorrowMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Dennis Howard PetersonMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Douglas BergerMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Next Page »

Showing 1 to 25 of 137 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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