Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Dennis KlugUBS Financial Services Inc.Citigroup Global Markets Inc.$10002-06-2009
Louis Joseph LukicUBS Financial Services Inc.Citigroup Global Markets Inc.$15002-06-2009
Laura Beth PearsonLPL Financial LLCCitigroup Global Markets Inc.$10003-05-2009
Glen Joseph SchwisterUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-06-2009
Jenamarie Eileen FoxUBS Financial Services Inc.Citigroup Global Markets Inc.$10003-06-2009
Gary James PerraultUBS Financial Services Inc.Citigroup Global Markets Inc.$50003-06-2009
Terence Michael LynchRBC Capital Markets, LLCCitigroup Global Markets Inc.$10004-17-2009
Thomas Dwight WiersRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10005-22-2009
Craig Timothy DarlingRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10005-22-2009
Jeffrey John KinzigerRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10005-22-2009
Lindsey Marie KabatRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$10005-22-2009
David SebagRBC Capital Markets, LLCCitigroup Global Markets Inc.$15006-04-2009
Michele L. PeacockRBC Capital Markets, LLCCitigroup Global Markets Inc.$15006-04-2009
David Donald SchuebelChase Investment Services Corp.Citigroup Global Markets Inc.07-08-2009
Bruce Elmo RosenheimerRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.$50011-13-2013
Gerald Wayne ThomasJ.P. Morgan Securities LLCCitigroup Global Markets Inc.09-03-2014
Patrick William BrownRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.10-06-2014
Lisa Ann KimBMO Harris Financial Advisors, Inc.Citigroup Global Markets Inc.11-13-2014

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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