Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale Lester Campbell IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.05-26-2020
Ken PaulsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-17-2020
Eric Brandon NaceMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-15-2020
Joseph Michael HartonMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.01-24-2020
Cheyenne Marie GrindrodMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.01-16-2020
Karen FinlanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-08-2019
Monica Lee DresserMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.10-14-2019
Anisa GjermeniMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.10-01-2019
Jason FaroukMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-01-2019
Michael Richard KenlineMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-24-2019
Adam Thomas GouldMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-17-2019
James PlantholtMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-17-2019
Janet Eleanor MullaneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-16-2019
Gregory George WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.03-22-2019
Fan FengMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.01-08-2019
Oleksandr MarkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-06-2018
Christopher S JohnstoneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.10-24-2018
Daniel B GreavesMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.09-20-2018
John Robert RucknoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2018
Jonathan Grahm ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-26-2018
Daniel Gary ParisMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-04-2018
Katrina Anne BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.10-27-2017
Cindy GarrityMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.10-18-2017
Christopher C BrowneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-23-2016
Deborah Ann FarrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.