Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michelle R. NorbeauJ.P. Morgan Securities LLCCitizens Securities, Inc.$15002-07-2020
Brandon Anthony WilliamsKey Investment Services LLCCitizens Securities, Inc.01-29-2020
David White Rogers Jr.LPL Financial LLCCitizens Securities, Inc.$5001-06-2020
Richard Michael Zanesky JrKey Investment Services LLCCitizens Securities, Inc.10-17-2019
Michelle Ann HobartAmeriprise Financial Services, LLCCitizens Securities, Inc.10-04-2019
Anisa GjermeniMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.10-01-2019
Christina Rose FernandezJ.P. Morgan Securities LLCCitizens Securities, Inc.08-30-2019
Mary NearyWells Fargo Clearing Services, LLCCitizens Securities, Inc.06-11-2019
Ryan J. PinardWells Fargo Clearing Services, LLCCitizens Securities, Inc.04-18-2019
Holland M RajaniemiCUNA Brokerage Services, Inc.Citizens Securities, Inc.02-28-2019
Shaun ByrneKey Investment Services LLCCitizens Securities, Inc.02-11-2019
Antonio J EstevesInfinex Investments, Inc.Citizens Securities, Inc.01-09-2019
Brian Michael MasielloNorthwestern Mutual Investment Services, LLCCitizens Securities, Inc.01-09-2019
Andrea Marlene MigliaccioSantander Securities LLCCitizens Securities, Inc.01-02-2019
David Paul DufourCUNA Brokerage Services, Inc.Citizens Securities, Inc.08-21-2018
Patrick PiccirilliWells Fargo Clearing Services, LLCCitizens Securities, Inc.07-20-2018
Thomas R IrvineWells Fargo Clearing Services, LLCCitizens Securities, Inc.05-23-2018
Thomas Xavier WaltonWells Fargo Clearing Services, LLCCitizens Securities, Inc.$15003-29-2018
Lorraine Silva SheaKey Investment Services LLCCitizens Securities, Inc.01-22-2018
George Christian AveryHighTower Securities, LLCCitizens Securities, Inc.01-08-2018
Nathaniel A RobertsKey Investment Services LLCCitizens Securities, Inc.11-20-2017
Donna Jean PotterLPL Financial LLCCitizens Securities, Inc.11-20-2017
John Keith MauraKey Investment Services LLCCitizens Securities, Inc.10-10-2017
Kimberly OwenKey Investment Services LLCCitizens Securities, Inc.06-16-2017
Lynne M CleghornKey Investment Services LLCCitizens Securities, Inc.06-13-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.