Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen M RoweFirst Republic Securities Company, LLCCitizens Securities, Inc.04-26-2016
Chad Ian ColpittsFortune Financial Services, Inc.Citizens Securities, Inc.03-11-2015
John Joseph LombardiLincoln Financial Securities CorporationCitizens Securities, Inc.05-23-2019
Yekaterina S FerraroLPL Financial LLCCitizens Securities, Inc.09-12-2019
Paul Louis TiernanLPL Financial LLCCitizens Securities, Inc.11-26-2018
Paul Edward HenryLPL Financial LLCCitizens Securities, Inc.$5004-26-2017
Peter Vincent DonohoeLPL Financial LLCCitizens Securities, Inc.$1501-30-2017
Joseph R FerreiraLPL Financial LLCCitizens Securities, Inc.01-15-2016
Edward William QuirkLPL Financial LLCCitizens Securities, Inc.10-15-2015
Paul Stephen McNultyLPL Financial LLCCitizens Securities, Inc.$10004-14-2011
Bradley Alan SandersLPL Financial LLCCitizens Securities, Inc.05-18-2009
Oleksandr MarkinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-06-2018
Hiep Quoc NguyenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.06-15-2018
Daniel Gary ParisMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-04-2018
Jane FaccendaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-11-2017
Nicholas M. LuiseMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.05-30-2017
Deborah Ann FarrellMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.07-27-2016
Joseph Mark BrudermanMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.05-04-2015
Kimberly Michele CaggianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.01-18-2013
Aya Mostafa MetwallyMorgan StanleyCitizens Securities, Inc.10-25-2018
Thomas Vincent AlessiOneAmerica Securities, Inc.Citizens Securities, Inc.01-24-2014
Scott Earl HarrisonPeople's Securities, Inc.Citizens Securities, Inc.06-08-2018
John Stephen MahoneyPruco Securities, LLC.Citizens Securities, Inc.03-20-2019
Samantha Jean FlemingSagePoint Financial, Inc.Citizens Securities, Inc.02-11-2013
Oscar G RodriguezSantander Securities LLCCitizens Securities, Inc.09-20-2019
Next Page »

Showing 1 to 25 of 38 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.