Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bradley Alan SandersLPL Financial LLCCitizens Securities, Inc.$25005-18-2009
Jeff Wells BurnhamMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.09-24-2010
Robert Francis CoteLPL Financial LLCCitizens Securities, Inc.$10001-04-2011
Paul Stephen McNultyLPL Financial LLCCitizens Securities, Inc.$10004-14-2011
James R. OuelletteMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.08-26-2011
Eugene Slayton CrossLPL Financial LLCCitizens Securities, Inc.01-11-2012
Therese Rose NicklasU.S. Wealth ManagementCitizens Securities, Inc.06-25-2012
Julie Cho-Li WongSantander Securities LLCCitizens Securities, Inc.$25008-13-2012
Brian Robert GaumontSantander Securities LLCCitizens Securities, Inc.01-07-2013
Kimberly Michele CaggianoMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.01-18-2013
Prinya SommalaSantander Securities LLCCitizens Securities, Inc.02-05-2013
Samantha Jean FlemingSagePoint Financial, Inc.Citizens Securities, Inc.02-11-2013
John Leonard RussoLPL Financial LLCCitizens Securities, Inc.09-17-2013
Thomas Vincent AlessiOneAmerica Securities, Inc.Citizens Securities, Inc.01-24-2014
Adam Richard WojtkowskiBeaumont Financial Partners LLCCitizens Securities, Inc.02-24-2014
Laureen Maebeth LandgrenSantander Securities LLCCitizens Securities, Inc.03-10-2014
Paul Henry MelansonSantander Securities LLCCitizens Securities, Inc.$10003-25-2014
Richard Bruce DudleyLPL Financial LLCCitizens Securities, Inc.$50003-27-2014
Richard Murray HeldMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.04-09-2014
Wilson Crespo AmorimSantander Securities LLCCitizens Securities, Inc.04-10-2014
Jack Andrew MccrokenUBS Financial Services Inc.Citizens Securities, Inc.04-16-2014
Tiffany Lee RuizSantander Securities LLCCitizens Securities, Inc.04-30-2014
Christopher CordeiroSantander Securities LLCCitizens Securities, Inc.05-01-2014
Christine Elizabeth BelairLPL Financial LLCCitizens Securities, Inc.05-08-2014
Craig Richard ProctorSantander Securities LLCCitizens Securities, Inc.$10006-19-2014
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Showing 1 to 25 of 99 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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