Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael James KennedyPNC InvestmentsCitizens Securities, Inc.01-05-2009
Jason Edward KobilkaPNC InvestmentsCitizens Securities, Inc.02-25-2010
John Joseph Hannan IIIWells Fargo Clearing Services, LLCCitizens Securities, Inc.04-20-2012
Edward Michael Swan IITD Private Client Wealth LLCCitizens Securities, Inc.10-08-2012
Thomas J KellyLPL Financial LLCCitizens Securities, Inc.12-03-2013
Anthony N. SivilloM&T Securities, Inc.Citizens Securities, Inc.$5002-27-2014
Geetu MistryAllstate Financial Services, LLCCitizens Securities, Inc.08-06-2014
Ronald Edward Talley Jr.Santander Securities LLCCitizens Securities, Inc.08-18-2014
Randy Scott PludoWells Fargo Clearing Services, LLCCitizens Securities, Inc.09-26-2014
Jason Stephen MorrowCUSO Financial Services, L.P.Citizens Securities, Inc.01-07-2015
Lenny SalvatorelliSantander Securities LLCCitizens Securities, Inc.02-25-2015
Meghan Leigh StonePNC InvestmentsCitizens Securities, Inc.02-26-2015
Johnpaul Paul BradleyPNC InvestmentsCitizens Securities, Inc.06-16-2015
David Robert McGinleyWesBanco Securities, Inc.Citizens Securities, Inc.07-03-2015
Debra B. BlairOppenheimer & Co. Inc.Citizens Securities, Inc.08-12-2015
Jeffrey Lyn SlavichMML Investors Services, LLCCitizens Securities, Inc.10-02-2015
Renee R. VarnerCetera Investment Services LLCCitizens Securities, Inc.12-18-2015
Timothy Steven WestLPL Financial LLCCitizens Securities, Inc.12-21-2015
Michael George WatsonLincoln Financial Advisors CorporationCitizens Securities, Inc.12-23-2015
Michael John Trpcic IIIPNC InvestmentsCitizens Securities, Inc.06-13-2016
Michael Reilly StanleyWells Fargo Clearing Services, LLCCitizens Securities, Inc.07-19-2016
Lawrence James GriestWells Fargo Clearing Services, LLCCitizens Securities, Inc.09-23-2016
David OxleyRaymond James Financial Services, Inc.Citizens Securities, Inc.10-13-2016
Christopher C BrowneMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitizens Securities, Inc.11-23-2016
Jared D. DykesGladstone Wealth GroupCitizens Securities, Inc.02-14-2017
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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