Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marc David KleinAmeriprise Financial Services, LLCCity Securities Corporation02-17-2012
David N BrechbuhlCetera Investment Services LLCCity Securities Corporation04-02-2015
Jack PerryLPL Financial LLCCity Securities Corporation$5511-24-2015
Jack Ray Perry JrLPL Financial LLCCity Securities Corporation$10011-24-2015
Kenneth Richard KlabundePrecedent Asset ManagementCity Securities Corporation$5011-15-2013
James Vernon HartRaymond James & Associates, Inc.City Securities Corporation06-16-2011
Clayton Charles WaltersRBC Capital Markets, LLCCity Securities Corporation$10012-15-2016
Michael Jay MarienRobert W. Baird & Co. IncorporatedCity Securities Corporation09-26-2014
Stephen Edward BishopSanctuary Securities, Inc.City Securities Corporation$15007-22-2016
Scott Henley RubySecurities America, Inc.City Securities Corporation09-08-2009

Showing 1 to 10 of 10 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.