Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Teresa Skipper BechardMorgan Keegan & Company, Inc.Colonial Brokerage, Inc.01-11-2010
Don Bruner Stephenson Jr.BBVA Compass Investment Solutions, Inc.Colonial Brokerage, Inc.12-04-2009
Daniel J. Richardson Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedColonial Brokerage, Inc.11-16-2009
Kevin Marshall McCallumNBC Securities, Inc.Colonial Brokerage, Inc.10-30-2009
Cary A. GuffeyNBC Securities, Inc.Colonial Brokerage, Inc.10-30-2009
Michael Starr CaputoSA Stone Wealth Management Inc.Colonial Brokerage, Inc.10-26-2009
Richard Alan McGimseyProEquities, Inc.Colonial Brokerage, Inc.10-21-2009
Pelham Hugh Henry IIISA Stone Wealth Management Inc.Colonial Brokerage, Inc.$5010-15-2009
Thomas Joseph BarkoSA Stone Wealth Management Inc.Colonial Brokerage, Inc.$10010-15-2009
Heather Wilson SmithSA Stone Wealth Management Inc.Colonial Brokerage, Inc.10-13-2009
William E. Griggs IIISA Stone Wealth Management Inc.Colonial Brokerage, Inc.10-01-2009
George Isbell OrearCrews & Associates, Inc.Colonial Brokerage, Inc.05-11-2009

Showing 1 to 12 of 12 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.