Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter W. LittonCity National Securities, Inc.Comerica Securities$10011-07-2019
Joseph Charles KleinMML Investors Services, LLCComerica Securities$10009-20-2019
James Richard HeltonBBVA Securities Inc.Comerica Securities09-19-2019
Carlos Eduardo PerezFrost Brokerage Services, Inc.Comerica Securities07-22-2019
Christopher Jon HaysCity National Securities, Inc.Comerica Securities06-05-2019
Eric Jon HandisHornor, Townsend & Kent, LLCComerica Securities05-01-2019
Ashlee Taylor RiversWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Comerica Securities$10002-22-2019
Ron LeiboviciUnionBanc Investment Services, LLCComerica Securities$15002-22-2019
Michelle M. RiesgoMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities09-26-2018
Eric F. HydenBBVA Securities Inc.Comerica Securities08-24-2018
Frank SanchezBancWest Investment Services, Inc.Comerica Securities$25003-21-2018
Annette Guerra MusaMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities12-20-2017
Teddy William AwuahHornor, Townsend & Kent, LLCComerica Securities11-13-2017
Vicente Hinojosa IIIEdward JonesComerica Securities09-01-2017
Michael George RichardsonFinancial Engines Advisors L.L.C.Comerica Securities06-15-2017
John Michael HainesVALIC Financial Advisors, Inc.Comerica Securities02-24-2017
Michele Lisa CusterWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Comerica Securities$50001-12-2017
Michael Robert MarsicoJ.P. Morgan Securities LLCComerica Securities01-10-2017
Nicholas Eugene JernbergJ.P. Morgan Securities LLCComerica Securities$10011-30-2016
ROBYN LEE STEINTD Ameritrade Investment Management, LLCComerica Securities08-30-2016
Yvonne AuyangWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Comerica Securities$25008-05-2016
James Cornelius BylengaLPL Financial LLCComerica Securities$50006-29-2016
Patricia Lee BromanMerrill Lynch, Pierce, Fenner & Smith IncorporatedComerica Securities$25005-31-2016
Elias Michael SaloMWA Financial Services Inc.Comerica Securities05-18-2016
Angie GaonaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Comerica Securities03-17-2016
Next Page »

Showing 1 to 25 of 73 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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