Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Russell LandonLPL Financial LLCCommonwealth Financial Network03-30-2020
Carole Elizabeth BolducLPL Financial LLCCommonwealth Financial Network03-06-2020
Keith Edward TatlockCambridge Investment Research, Inc.Commonwealth Financial Network$5002-19-2020
Skal Vincent GuidiGradient Securities, LLCCommonwealth Financial Network$9201-30-2020
Brian Paul FoleyWells Fargo Advisors Financial Network, LLCCommonwealth Financial Network12-09-2019
James Marc MorrisFSA Wealth Management, LLCCommonwealth Financial Network11-13-2019
Leah Emily GrangerCommonwealth Financial NetworkCommonwealth Financial Network07-22-2019
Michael Paul DaltonLPL Financial LLCCommonwealth Financial Network06-21-2019
Paul Richard DeardenSecurities America, Inc.Commonwealth Financial Network$5005-21-2019
John David FieldsMML Investors Services, LLCCommonwealth Financial Network02-14-2019
Eric D. LevineCantella & Co., Inc.Commonwealth Financial Network03-23-2018
Melissa Ellen WalshCommonwealth Financial NetworkCommonwealth Financial Network01-18-2018
Peter Vinson YungerSantander Securities LLCCommonwealth Financial Network01-05-2018
John Christopher WilmerdingThayer Partners LLCCommonwealth Financial Network01-02-2018
William Augustine Connell IIILPL Financial LLCCommonwealth Financial Network12-14-2017
Nicolas Timmothy Crieg CurtisAmeriprise Financial Services, LLCCommonwealth Financial Network09-27-2017
Renee Jean WhiteMML Investors Services, LLCCommonwealth Financial Network09-01-2017
Evan Andrew MatternCommonwealth Financial NetworkCommonwealth Financial Network08-10-2017
Robert Jonathan KrenskyRaymond James Financial Services, Inc.Commonwealth Financial Network$15007-17-2017
Molly Dever LyonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCommonwealth Financial Network07-06-2017
Robert Paul RoyMSA FinancialCommonwealth Financial Network$15006-01-2017
Guy Anthony TomaseFieldstone Financial Management Group, LLCCommonwealth Financial Network05-16-2017
Dennis Adolphe McCurdyMcCurdy Investments, LLCCommonwealth Financial Network03-20-2017
Gregory L. RocheRaymond James Financial Services, Inc.Commonwealth Financial Network02-28-2017
Paul Joseph MertensRaymond James Financial Services, Inc.Commonwealth Financial Network02-28-2017
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.