Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Vinson YungerSantander Securities LLCCommonwealth Financial Network01-05-2018
John Christopher WilmerdingThayer Partners LLCCommonwealth Financial Network01-02-2018
Nicolas Timmothy Crieg CurtisAmeriprise Financial Services, Inc.Commonwealth Financial Network$2509-27-2017
Robert Jonathan KrenskyRaymond James Financial Services, Inc.Commonwealth Financial Network$10007-17-2017
Molly Dever LyonsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCommonwealth Financial Network07-06-2017
Dennis Adolphe MccurdyMcCurdy Investments, LLCCommonwealth Financial Network03-20-2017
Gregory L RocheRaymond James Financial Services, Inc.Commonwealth Financial Network02-28-2017
Paul Joseph MertensRaymond James Financial Services, Inc.Commonwealth Financial Network$5002-28-2017
Douglas Charles NorbergCambridge Investment Research, Inc.Commonwealth Financial Network$5001-19-2017
Melissa Anne VreelandLPL Financial LLCCommonwealth Financial Network$111-28-2016
Timothy Tyler TraubAmeriprise Financial Services, Inc.Commonwealth Financial Network10-13-2016
David Walter JulianoStonehearth Capital ManagementCommonwealth Financial Network01-11-2016
Hunter Scott LukeAdvisory Group Equity Services Ltd.Commonwealth Financial Network$2501-05-2016
Louis Charles CurtoLPL Financial LLCCommonwealth Financial Network$2512-22-2015
John Robert CozzaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCommonwealth Financial Network09-25-2015
Joshua Aaron GouldMML Investors Services, LLCCommonwealth Financial Network09-04-2015
James Joseph Barrett VGrimes & Company, Inc.Commonwealth Financial Network08-14-2015
Jason C LabelleLPL Financial LLCCommonwealth Financial Network$2506-30-2015
William Anderson HarigCitizens Securities, Inc.Commonwealth Financial Network10-03-2014
Nicholas Charles AlvanosAmeriprise Financial Services, Inc.Commonwealth Financial Network09-22-2014
Michael KrascoLPL Financial LLCCommonwealth Financial Network$5009-02-2014
Sharon Michelle MarshallNorthwestern Mutual Investment Services, LLCCommonwealth Financial Network$2502-25-2014
Barbara Lynn AllisonMorgan StanleyCommonwealth Financial Network01-28-2014
Edward Joseph GarbacikCambridge Investment Research, Inc.Commonwealth Financial Network$105-24-2013
Thomas Sean LanahanLPL Financial LLCCommonwealth Financial Network09-14-2012
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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