Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Eric VanegdomAllstate Financial Services, LLCCountry Capital Management Company03-05-2019
James Stanley JohnsonLPL Financial LLCCountry Capital Management Company$2501-16-2019
Christopher Craig KautAllstate Financial Services, LLCCountry Capital Management Company10-30-2018
Micah Sage LandisMountain View Financial AdvisorsCountry Capital Management Company10-12-2018
Shawn Allen RomanLPL Financial LLCCountry Capital Management Company10-08-2018
Walter A. JuarezMerrill Lynch, Pierce, Fenner & Smith IncorporatedCountry Capital Management Company07-09-2018
Joseph Richard GreerNYLIFE Securities LLCCountry Capital Management Company05-18-2018
Jesse Carl TaylorINVESTMENT PROFESSIONALS, INC.Country Capital Management Company03-29-2018
Kole Jeffery StrothmannAllstate Financial Services, LLCCountry Capital Management Company02-13-2018
Michael James CaplesFarmers Financial Solutions, LLCCountry Capital Management Company01-29-2018
Jason Philip WeierCetera Financial Specialists LLCCountry Capital Management Company$1012-15-2017
Daniel Daudi WardNorthwestern Mutual Investment Services, LLCCountry Capital Management Company10-26-2017
Justin Alan SimonNYLIFE Securities LLCCountry Capital Management Company10-23-2017
Sabrina Dawn ShattuckNYLIFE Securities LLCCountry Capital Management Company09-08-2017
Benjamin Michael GenrichMerrill Lynch, Pierce, Fenner & Smith IncorporatedCountry Capital Management Company08-29-2017
James Conrad SauserFarmers Financial Solutions, LLCCountry Capital Management Company08-21-2017
David Timothy DrumhillerLPL Financial LLCCountry Capital Management Company$1008-16-2017
Benjamin Lee EdwardsEdward JonesCountry Capital Management Company08-14-2017
Clinton CrowleyKey Investment Services LLCCountry Capital Management Company08-09-2017
Jeremy Earl GolarIndependent Financial PartnersCountry Capital Management Company07-11-2017
Robert Frank BatyNYLIFE Securities LLCCountry Capital Management Company06-09-2017
Thomas Daniel Formica Jr.Allstate Financial Services, LLCCountry Capital Management Company06-09-2017
James Anthony RizzaAllstate Financial Services, LLCCountry Capital Management Company06-07-2017
Ancle Ray EvansFirst Command Financial Planning, Inc.Country Capital Management Company05-31-2017
Rowena Vitas OrtacNYLIFE Securities LLCCountry Capital Management Company05-09-2017
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Showing 1 to 25 of 196 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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