Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Xavier ProphitUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$20001-09-2009
Steven WestermanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC01-16-2009
John Ramsdell Lucas Jr.UBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5001-20-2009
Siri Ohara BergUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15003-04-2009
Donald Lee Trabert, Joseph Ricci AsianoUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-18-2009
Marina Nicole GalliRBC Capital Markets, LLCCredit Suisse Securities (USA) LLC$5004-08-2009
Otis Miles Pollard IIIUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$5005-08-2009
Howard Wilson Glasgow IIIUBS Financial Services Inc.Credit Suisse Securities (USA) LLC05-08-2009
Joseph Thomas MurtGoldman Sachs & Co.Credit Suisse Securities (USA) LLC01-19-2010
Whitney Ruth WindmillerMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC08-24-2010
John Sebastian DerosaUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$10011-17-2010
Christopher Wayne TolmanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-17-2010
Michael Edmund FengMorgan StanleyCredit Suisse Securities (USA) LLC03-25-2011
James Edward CannonJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC05-11-2011
Javier Adolfo NaselliUBS Financial Services Inc.Credit Suisse Securities (USA) LLC06-03-2011
Tao LingNYLIFE Securities LLCCredit Suisse Securities (USA) LLC06-13-2011
Thomas Joseph BoydJ.P. Morgan Securities LLCCredit Suisse Securities (USA) LLC$5008-22-2011
Adriana ArizmendyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC09-08-2011
David L. CaillierRobert W. Baird & Co. IncorporatedCredit Suisse Securities (USA) LLC09-30-2011
Alan Carl WolmanStifel, Nicolaus & Company, IncorporatedCredit Suisse Securities (USA) LLC$15002-02-2012
Keith O. MarksOppenheimer & Co. Inc.Credit Suisse Securities (USA) LLC$15002-17-2012
Ilan Avi Segev, Amy E SteigerwaldMorgan StanleyCredit Suisse Securities (USA) LLC03-02-2012
Bryce R. KennyMorgan StanleyCredit Suisse Securities (USA) LLC03-16-2012
Brett Richard BensonMorgan StanleyCredit Suisse Securities (USA) LLC03-16-2012
William Scott MatzelleMorgan StanleyCredit Suisse Securities (USA) LLC03-30-2012
Next Page »

Showing 1 to 25 of 394 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.